SEC Form 4 · accession 0001179110-16-031454
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miles D White
Officer — Chairman and CEO · Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 10:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Nov 10, 2016 | P | 5,265 | $40.38 | A | 2,920,630 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,200 | $40.515 | A | 2,922,830 | D | |
| Common shares without par value | Nov 10, 2016 | P | 200 | $40.4625 | A | 2,923,030 | D | |
| Common shares without par value | Nov 10, 2016 | P | 500 | $40.63 | A | 2,923,530 | D | |
| Common shares without par value | Nov 10, 2016 | P | 3,700 | $40.58 | A | 2,927,230 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,900 | $40.60 | A | 2,929,130 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,500 | $40.405 | A | 2,930,630 | D | |
| Common shares without par value | Nov 10, 2016 | P | 3,800 | $40.57 | A | 2,934,430 | D | |
| Common shares without par value | Nov 10, 2016 | P | 600 | $40.415 | A | 2,935,030 | D | |
| Common shares without par value | Nov 10, 2016 | P | 4,025 | $40.39 | A | 2,939,055 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,622 | $40.375 | A | 2,940,677 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,600 | $40.59 | A | 2,942,277 | D | |
| Common shares without par value | Nov 10, 2016 | P | 16,690 | $40.45 | A | 2,958,967 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,000 | $40.395 | A | 2,959,967 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,000 | $40.42 | A | 2,961,967 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,100 | $40.80 | A | 2,964,067 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,400 | $40.69 | A | 2,966,467 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,200 | $40.70 | A | 2,968,667 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,000 | $40.52 | A | 2,969,667 | D | |
| Common shares without par value | Nov 10, 2016 | P | 800 | $40.575 | A | 2,970,467 | D | |
| Common shares without par value | Nov 10, 2016 | P | 3,000 | $40.465 | A | 2,973,467 | D | |
| Common shares without par value | Nov 10, 2016 | P | 13,700 | $40.46 | A | 2,987,167 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,700 | $40.78 | A | 2,988,867 | D | |
| Common shares without par value | Nov 10, 2016 | P | 4,776 | $40.75 | A | 2,993,643 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,800 | $40.68 | A | 2,996,443 | D | |
| Common shares without par value | Nov 10, 2016 | P | 200 | $40.675 | A | 2,996,643 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,100 | $40.595 | A | 2,998,743 | D | |
| Common shares without par value | Nov 10, 2016 | P | 500 | $40.79 | A | 2,999,243 | D | |
| Common shares without par value | Nov 10, 2016 | P | 3,300 | $40.56 | A | 3,002,543 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,400 | $40.61 | A | 3,004,943 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Form 3 of 5. The transactions reported on this Form 4 are part of a series of transactions pursuant to which Mr. White personally invested $15 million in cash to purchase a total of 369,950 shares on his own account, increasing his total ownership from 2,742,017 shares to 3,111,967 shares. These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).