SEC Form 4 · accession 0001179110-16-031452
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miles D White
Officer — Chairman and CEO · Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 10:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Nov 10, 2016 | P | 8,649 | $40.36 | A | 2,802,558 | D | |
| Common shares without par value | Nov 10, 2016 | P | 600 | $40.68 | A | 2,803,158 | D | |
| Common shares without par value | Nov 10, 2016 | P | 5,210 | $40.56 | A | 2,808,368 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,100 | $40.61 | A | 2,809,468 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,700 | $40.53 | A | 2,811,168 | D | |
| Common shares without par value | Nov 10, 2016 | P | 100 | $40.64 | A | 2,811,268 | D | |
| Common shares without par value | Nov 10, 2016 | P | 996 | $40.495 | A | 2,812,264 | D | |
| Common shares without par value | Nov 10, 2016 | P | 5,200 | $40.50 | A | 2,817,464 | D | |
| Common shares without par value | Nov 10, 2016 | P | 3,600 | $40.455 | A | 2,821,064 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,200 | $40.55 | A | 2,823,264 | D | |
| Common shares without par value | Nov 10, 2016 | P | 400 | $40.525 | A | 2,823,664 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,211 | $40.485 | A | 2,824,875 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,500 | $40.435 | A | 2,827,375 | D | |
| Common shares without par value | Nov 10, 2016 | P | 5,320 | $40.445 | A | 2,832,695 | D | |
| Common shares without par value | Nov 10, 2016 | P | 5,700 | $40.37 | A | 2,838,395 | D | |
| Common shares without par value | Nov 10, 2016 | P | 7,100 | $40.51 | A | 2,845,495 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,800 | $40.47 | A | 2,848,295 | D | |
| Common shares without par value | Nov 10, 2016 | P | 500 | $40.425 | A | 2,848,795 | D | |
| Common shares without par value | Nov 10, 2016 | P | 300 | $40.65 | A | 2,849,095 | D | |
| Common shares without par value | Nov 10, 2016 | P | 500 | $40.441 | A | 2,849,595 | D | |
| Common shares without par value | Nov 10, 2016 | P | 5,479 | $40.48 | A | 2,855,074 | D | |
| Common shares without par value | Nov 10, 2016 | P | 37,120 | $40.44 | A | 2,892,194 | D | |
| Common shares without par value | Nov 10, 2016 | P | 100 | $40.67 | A | 2,892,294 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,293 | $40.49 | A | 2,893,587 | D | |
| Common shares without par value | Nov 10, 2016 | P | 100 | $40.4425 | A | 2,893,687 | D | |
| Common shares without par value | Nov 10, 2016 | P | 200 | $40.35 | A | 2,893,887 | D | |
| Common shares without par value | Nov 10, 2016 | P | 17,900 | $40.40 | A | 2,911,787 | D | |
| Common shares without par value | Nov 10, 2016 | P | 500 | $40.505 | A | 2,912,287 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,678 | $40.365 | A | 2,913,965 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,400 | $40.54 | A | 2,915,365 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Form 2 of 5. The transactions reported on this Form 4 are part of a series of transactions pursuant to which Mr. White personally invested $15 million in cash to purchase a total of 369,950 shares on his own account, increasing his total ownership from 2,742,017 shares to 3,111,967 shares. These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).