SEC Form 4 · accession 0001179110-16-031451
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miles D White
Officer — Chairman and CEO · Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 10:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Nov 10, 2016 | P | 1,300 | $40.65 | A | 2,743,317 | D | |
| Common shares without par value | Nov 10, 2016 | P | 600 | $40.655 | A | 2,743,917 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,700 | $40.66 | A | 2,745,617 | D | |
| Common shares without par value | Nov 10, 2016 | P | 600 | $40.665 | A | 2,746,217 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,700 | $40.67 | A | 2,748,917 | D | |
| Common shares without par value | Nov 10, 2016 | P | 800 | $40.675 | A | 2,749,717 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,700 | $40.68 | A | 2,751,417 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,150 | $40.685 | A | 2,752,567 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,600 | $40.69 | A | 2,754,167 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,200 | $40.695 | A | 2,755,367 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,200 | $40.70 | A | 2,756,567 | D | |
| Common shares without par value | Nov 10, 2016 | P | 300 | $40.705 | A | 2,756,867 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,300 | $40.71 | A | 2,758,167 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,300 | $40.715 | A | 2,759,467 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,000 | $40.72 | A | 2,760,467 | D | |
| Common shares without par value | Nov 10, 2016 | P | 100 | $40.725 | A | 2,760,567 | D | |
| Common shares without par value | Nov 10, 2016 | P | 300 | $40.73 | A | 2,760,867 | D | |
| Common shares without par value | Nov 10, 2016 | P | 400 | $40.74 | A | 2,761,267 | D | |
| Common shares without par value | Nov 10, 2016 | P | 100 | $40.745 | A | 2,761,367 | D | |
| Common shares without par value | Nov 10, 2016 | P | 600 | $40.75 | A | 2,761,967 | D | |
| Common shares without par value | Nov 10, 2016 | P | 300 | $40.4725 | A | 2,762,267 | D | |
| Common shares without par value | Nov 10, 2016 | P | 11,100 | $40.41 | A | 2,773,367 | D | |
| Common shares without par value | Nov 10, 2016 | P | 600 | $40.385 | A | 2,773,967 | D | |
| Common shares without par value | Nov 10, 2016 | P | 100 | $40.5225 | A | 2,774,067 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,200 | $40.52 | A | 2,775,267 | D | |
| Common shares without par value | Nov 10, 2016 | P | 1,400 | $40.465 | A | 2,776,667 | D | |
| Common shares without par value | Nov 10, 2016 | P | 2,021 | $40.475 | A | 2,778,688 | D | |
| Common shares without par value | Nov 10, 2016 | P | 9,900 | $40.46 | A | 2,788,588 | D | |
| Common shares without par value | Nov 10, 2016 | P | 5,121 | $40.43 | A | 2,793,709 | D | |
| Common shares without par value | Nov 10, 2016 | P | 200 | $40.4125 | A | 2,793,909 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Form 1 of 5. The transactions reported on this Form 4 are part of a series of transactions pursuant to which Mr. White personally invested $15 million in cash to purchase a total of 369,950 shares on his own account, increasing his total ownership from 2,742,017 shares to 3,111,967 shares. These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).