SEC Form 4 · accession 0001179110-16-028020
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Fussell
Officer — Executive Vice President
Period of report
Jul 28, 2016
Accepted (ET)
Jul 29, 2016 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Jul 28, 2016 | M | 41,500 | $25.2461 | A | 196,467 | D | |
| Common shares without par value | Jul 28, 2016 | S | 34,500 | $45.00 | D | 161,967 | D | |
| Common shares without par value | Jul 28, 2016 | S | 7,000 | $45.02 | D | 154,967 | D | |
| Common shares without par valueF1 | holding | — | — | — | 1,454 | I | Profit Sharing Trust | |
| Common shares without par valueF2 | holding | — | — | — | 53 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $25.2461 | Jul 28, 2016 | M | 41,500 | D | Feb 16, 2010 | Feb 15, 2017 | Common shares | 41,500 | 0 | D |
Explanation of responses
- F1Balance in the Abbott Laboratories Stock Retirement Trust as of July 28, 2016.
- F2The reporting person disclaims beneficial ownership of all securities held by his spouse.
- F3Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).