SEC Form 4 · accession 0001179110-16-027937
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miles D White
Officer — Chairman and CEO · Director
Period of report
Jul 25, 2016
Accepted (ET)
Jul 27, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Jul 25, 2016 | P | 233 | $43.3025 | A | 2,724,317 | D | |
| Common shares without par value | Jul 25, 2016 | P | 300 | $43.28 | A | 2,724,617 | D | |
| Common shares without par value | Jul 25, 2016 | P | 900 | $43.315 | A | 2,725,517 | D | |
| Common shares without par value | Jul 25, 2016 | P | 500 | $43.38 | A | 2,726,017 | D | |
| Common shares without par value | Jul 25, 2016 | P | 4,800 | $43.365 | A | 2,730,817 | D | |
| Common shares without par value | Jul 25, 2016 | P | 2,000 | $43.35 | A | 2,732,817 | D | |
| Common shares without par value | Jul 25, 2016 | P | 3,000 | $43.345 | A | 2,735,817 | D | |
| Common shares without par value | Jul 25, 2016 | P | 100 | $43.3325 | A | 2,735,917 | D | |
| Common shares without par value | Jul 25, 2016 | P | 600 | $43.385 | A | 2,736,517 | D | |
| Common shares without par value | Jul 25, 2016 | P | 5,300 | $43.30 | A | 2,741,817 | D | |
| Common shares without par value | Jul 25, 2016 | P | 200 | $43.37 | A | 2,742,017 | D | |
| Common shares without par valueF1 | holding | — | — | — | 29,728 | I | Profit Sharing Trust | |
| Common shares without par valueF2 | holding | — | — | — | 8,818 | I | By son | |
| Common shares without par valueF2 | holding | — | — | — | 8,832 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance in the Abbott Laboratories Stock Retirement Trust as of July 25, 2016.
- F2The reporting person disclaims beneficial ownership of all securities held by his son.
Remarks
Form 5 of 5. The transactions reported on this Form 4 are part of a series of transactions pursuant to which Mr. White personally invested $45.5 million in cash to purchase a total of 1,281,500 shares on his own account, increasing his total ownership from 1,460,517 shares to 2,742,017 shares. These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).