SEC Form 4 · accession 0001179110-15-009279
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean-Yves Pavee
Officer — Senior Vice President
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Jun 3, 2015 | M | 5,200 | $25.2461 | A | 30,806 | D | |
| Common shares without par value | Jun 3, 2015 | M | 5,300 | $26.6973 | A | 36,106 | D | |
| Common shares without par value | Jun 3, 2015 | S | 10,500 | $49.00 | D | 25,606 | D | |
| Common shares without par valueF1 | holding | — | — | — | 2,711 | I | Profit Sharing Trust | |
| Common shares without par valueF2 | holding | — | — | — | 2,966 | I | By daughter | |
| Common shares without par valueF2 | holding | — | — | — | 2,967 | I | By daughter | |
| Common shares without par valueF3 | holding | — | — | — | 2,966 | I | By son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4 | $25.2461 | Jun 3, 2015 | M | 5,200 | D | Feb 16, 2010 | Feb 15, 2017 | Common shares | 5,200 | 0 | D |
| Option (right to buy)F4 | $26.6973 | Jun 3, 2015 | M | 5,300 | D | Feb 15, 2011 | Feb 14, 2018 | Common shares | 5,300 | 0 | D |
Explanation of responses
- F1Balance in the Abbott Laboratories Stock Retirement Trust as of June 4, 2015.
- F2The reporting person disclaims beneficial ownership of all securities held by his daughter.
- F3The reporting person disclaims beneficial ownership of all securities held by his son.
- F4Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).