SEC Form 4 · accession 0001179110-15-004046
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas C Freyman
Officer — Executive Vice President
Period of report
Feb 27, 2015
Accepted (ET)
Mar 3, 2015 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Feb 27, 2015 | F | 22,797 | $47.61 | D | 347,252 | D | |
| Common shares without par valueF1 | holding | — | — | — | 1,098 | I | Profit Sharing Trust | |
| Common shares without par valueF2 | holding | — | — | — | 4,000 | I | Annette Newton-Freyman 1994 Trust | |
| Common shares without par valueF3 | holding | — | — | — | 76,000 | I | Annette Newton-Freyman 2012 Irrevocable Trust | |
| Common shares without par valueF4 | holding | — | — | — | 76,000 | I | Thomas C. Freyman 2012 Irrevocable Trust | |
| Common shares without par valueF5 | holding | — | — | — | 1,941 | I | By spouse as trustee for son | |
| Common shares without par valueF5 | holding | — | — | — | 1,941 | I | By spouse as trustee for son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance in the Abbott Laboratories Stock Retirement Trust as of February 27, 2015.
- F2Held in the Annette Newton-Freyman 1994 Trust. The reporting person's spouse is trustee of the trust. The trust is revocable by his spouse. The reporting person disclaims beneficial ownership of these securities.
- F3Held in the Annette Newton-Freyman 2012 Irrevocable Trust. The reporting person is trustee of the trust. The trust is irrevocable. The reporting person disclaims beneficial ownership of these securities.
- F4Held in the Thomas C. Freyman 2012 Irrevocable Trust. The reporting person's spouse is trustee of the trust. The trust is irrevocable.
- F5The reporting person disclaims beneficial ownership of all securities held by his son.