SEC Form 4 · accession 0001179110-15-002654
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Funck
Officer — Vice President, Controller
Period of report
Feb 13, 2015
Accepted (ET)
Feb 17, 2015 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Feb 13, 2015 | M | 10,542 | $22.267 | A | 73,468 | D | |
| Common shares without par value | Feb 13, 2015 | F | 6,917 | $45.22 | D | 66,551 | D | |
| Common shares without par valueF1 | holding | — | — | — | 15,891 | I | Profit Sharing Trust | |
| Common shares without par valueF2 | holding | — | — | — | 500 | I | By daughter | |
| Common shares without par valueF2 | holding | — | — | — | 500 | I | By daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F3 | $22.267 | Feb 13, 2015 | M | 10,542 | D | Feb 18, 2008 | Feb 17, 2015 | Common shares | 10,542 | 0 | D |
Explanation of responses
- F1Balance in the Abbott Laboratories Stock Retirement Trust as of February 13, 2015.
- F2The reporting person disclaims beneficial ownership of all securities held by his daughter.
- F3Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.