SEC Form 4 · accession 0001179110-15-002007
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Capek
Officer — Executive Vice President
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Feb 4, 2015 | M | 83,000 | $25.2461 | A | 309,945 | D | |
| Common shares without par value | Feb 4, 2015 | S | 100 | $45.57 | D | 309,845 | D | |
| Common shares without par value | Feb 4, 2015 | S | 100 | $45.5775 | D | 309,745 | D | |
| Common shares without par value | Feb 4, 2015 | S | 1,400 | $45.58 | D | 308,345 | D | |
| Common shares without par value | Feb 4, 2015 | S | 1,600 | $45.59 | D | 306,745 | D | |
| Common shares without par value | Feb 4, 2015 | S | 200 | $45.595 | D | 306,545 | D | |
| Common shares without par value | Feb 4, 2015 | S | 2,300 | $45.60 | D | 304,245 | D | |
| Common shares without par value | Feb 4, 2015 | S | 400 | $45.605 | D | 303,845 | D | |
| Common shares without par value | Feb 4, 2015 | S | 1,300 | $45.61 | D | 302,545 | D | |
| Common shares without par value | Feb 4, 2015 | S | 805 | $45.62 | D | 301,740 | D | |
| Common shares without par value | Feb 4, 2015 | S | 300 | $45.625 | D | 301,440 | D | |
| Common shares without par value | Feb 4, 2015 | S | 700 | $45.63 | D | 300,740 | D | |
| Common shares without par value | Feb 4, 2015 | S | 1,700 | $45.64 | D | 299,040 | D | |
| Common shares without par value | Feb 4, 2015 | S | 200 | $45.645 | D | 298,840 | D | |
| Common shares without par value | Feb 4, 2015 | S | 2,700 | $45.65 | D | 296,140 | D | |
| Common shares without par value | Feb 4, 2015 | S | 500 | $45.655 | D | 295,640 | D | |
| Common shares without par value | Feb 4, 2015 | S | 100 | $45.6575 | D | 295,540 | D | |
| Common shares without par value | Feb 4, 2015 | S | 3,987 | $45.66 | D | 291,553 | D | |
| Common shares without par value | Feb 4, 2015 | S | 700 | $45.665 | D | 290,853 | D | |
| Common shares without par value | Feb 4, 2015 | S | 2,500 | $45.67 | D | 288,353 | D | |
| Common shares without par value | Feb 4, 2015 | S | 900 | $45.675 | D | 287,453 | D | |
| Common shares without par value | Feb 4, 2015 | S | 100 | $45.6775 | D | 287,353 | D | |
| Common shares without par value | Feb 4, 2015 | S | 2,700 | $45.68 | D | 284,653 | D | |
| Common shares without par value | Feb 4, 2015 | S | 600 | $45.685 | D | 284,053 | D | |
| Common shares without par value | Feb 4, 2015 | S | 100 | $45.6875 | D | 283,953 | D | |
| Common shares without par value | Feb 4, 2015 | S | 2,600 | $45.69 | D | 281,353 | D | |
| Common shares without par value | Feb 4, 2015 | S | 100 | $45.695 | D | 281,253 | D | |
| Common shares without par value | Feb 4, 2015 | S | 2,500 | $45.70 | D | 278,753 | D | |
| Common shares without par value | Feb 4, 2015 | S | 600 | $45.705 | D | 278,153 | D | |
| Common shares without par value | Feb 4, 2015 | S | 2,500 | $45.71 | D | 275,653 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $25.2461 | Feb 4, 2015 | M | 83,000 | D | Feb 16, 2010 | Feb 15, 2017 | Common shares | 83,000 | 0 | D |
Explanation of responses
- F1Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c). Form 1 of 3.