SEC Form 4 · accession 0000027996-17-000056
CARTER SECURITIES CORP · DLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Keith A Bush
Officer — Sr. Vice President, CFO
Period of report
Mar 31, 2017
Accepted (ET)
Apr 3, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | A | 4,215 | $0.00 | A | 4,215 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF2 | $72.17 | Mar 31, 2017 | A | 20,678 | A | Mar 31, 2018 | Mar 31, 2024 | Common Stock | 20,678 | 20,678 | D |
Explanation of responses
- F1Represents 4,215 shares of restricted stock.
- F2Options vest in three equal installments on the three succeeding anniversary dates of the date of grant, provided the holder remains an employee of the Company. Date entered reflects date on which first installment vests(ed).