SEC Form 4 · accession 0002147819-26-000005
CARLSMED, INC. · CARL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Bertolini
Officer — Chief Operating Officer
Period of report
Sep 8, 2026
Accepted (ET)
Sep 10, 2026 · 6:38 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001794546
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $15.23 | Sep 8, 2026 | A | 50,000 | A | — | Sep 7, 2036 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Includes 50,000 stock options exercisable into approximately 50,000 shares of the Issuer's common stock, which began to vest on September 8, 2026, subject to a one year cliff, and shall vest in equal installments on each quarterly anniversary thereafter, subject to the Reporting Person's continued service through each such vesting date.