SEC Form 4 · accession 0001193125-26-276601
CARLSMED, INC. · CARL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan D Root
Director
Period of report
Jun 3, 2026
Accepted (ET)
Jun 22, 2026 · 6:02 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001794546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 3, 2026 | A | 13,698 | $0.00 | A | 497,697 | D | |
| Common StockF2,F5 | holding | — | — | — | 4,305,806 | I | See footnotes | |
| Common StockF3,F5 | holding | — | — | — | 218,524 | I | See footnotes | |
| Common StockF4,F5 | holding | — | — | — | 1,117,743 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Constitutes an award of restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. The RSUs will vest in full on the earlier of (i) the day before the Issuer's 2027 annual meeting of stockholders or (ii) June 3, 2027, subject, in all cases, to the Reporting Person's continued service as a member of the Board of Directors through such vesting date.
- F2Stock held by U.S. Venture Partners XII, L.P. ("USVP XII").
- F3Stock held by U.S. Venture Partners XII-A, L.P. ("USVP XII-A").
- F4Stock held by U.S. Venture Partners Select Fund I, L.P., ("USVP SFI") on its own behalf and as nominee for U.S. Venture Partners Select Fund I-A, L.P. ("USVP SFI-A").
- F5Presidio Management Group XII, L.L.C ("PMG XII") is the general partner of USVP XII and USVP XII-A. Presidio Management Group Select Fund I, L.L.C ("PMG SFI," and, together with USVP XII, USVP XII-A, USVP SFI, USVP SFI-A, and PMG XII, "USVP") is the general partner of USVP SFI and USVP SFI-A. The Reporting Person is a managing member of PMG XII and PMG SFI and may be deemed to share voting and dispositive power over the stock held by USVP. The Reporting Person disclaims beneficial ownership of such stock, except to the extent of any pecuniary interest therein.