SEC Form 4 · accession 0001193125-26-296080
VTEX · NYSE: VTEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francisco Alvarez-Demalde
Director
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 3:03 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001793663
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common SharesF1,F2 | Jul 1, 2026 | C | 972 | — | A | 10,937 | D | |
| Class A Common SharesF1,F2 | Jul 1, 2026 | C | 1,057 | — | A | 11,994 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1,F3 | — | Jul 1, 2026 | C | 972 | D | — | — | Class A Common Shares | 972 | 3,886 | D |
| Restricted Stock UnitF2,F1,F4 | — | Jul 1, 2026 | C | 1,057 | D | — | — | Class A Common Shares | 1,057 | 8,463 | D |
| Restricted Stock UnitF2,F1,F5 | — | Jul 1, 2026 | J | 31,439 | A | — | — | Class A Common Shares | 31,439 | 31,439 | D |
| Stock OptionsF2,F6 | $4.18 | Jul 1, 2026 | J | 31,439 | A | — | Jul 1, 2030 | Class A Common Shares | 31,439 | 31,439 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSUs") represents a contingent right to receive shares of Issuer Class A common stock on a one-for-one basis.
- F2These securities are held by Mr. Alvarez-Demalde for the benefit of Riverwood Capital GP II Ltd. and/or certain of its affiliates (collectively, "Riverwood"). Mr. Alvarez-Demalde is obligated to transfer the underlying shares upon settlement or any proceeds from the sale thereof as directed by Riverwood. Mr. Alvarez-Demalde disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Alvarez-Demalde for purposes of Section 16 or any other purposes.
- F3Represents RSUs, 8.33% of which vested on October 1, 2024, and the remaining amount of which vests in tranches of 8.33% every three (3) months thereafter.
- F4Represents RSUs, 8.33% of which vested on October 1, 2025, and the remaining amount of which vests in tranches of 8.33% every three (3) months thereafter.
- F5Represents RSUs granted on July 1, 2026, of which 8.33% will vest every three (3) months thereafter.
- F6Represents Stock Options granted on July 1, 2026, of which 8.33% will vest every three (3) months thereafter.
Remarks
Due to the Issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the Issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act.