SEC Form 4 · accession 0001104659-26-074925
Li Auto Inc. · LI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yan Xie
Officer — Chief Technology Officer
Period of report
Jun 15, 2026
Accepted (ET)
Jun 17, 2026 · 9:07 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001791706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A ordinary sharesF1 | Jun 15, 2026 | M | 200,000 | $0.00 | A | 506,064 | D | |
| Class A ordinary sharesF2 | Jun 15, 2026 | F | 96,588 | $7.21 | D | 409,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF3,F4 | — | Jun 15, 2026 | M | 200,000 | D | — | — | Class A ordinary shares | 200,000 | 200,000 | D |
| Share Options (right to buy)F5,F6 | $14.38 | Jun 15, 2026 | A | 5,000,000 | A | — | — | American depositary shares | 5,000,000 | 5,000,000 | D |
Explanation of responses
- F1Acquired upon vesting and settlement of restricted share units.
- F2Represents Class A ordinary shares (in the form of ADSs) sold pursuant to a sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of restricted share units.
- F3Each restricted share unit represents the contingent right to receive one Class A ordinary share.
- F4These restricted shares units were vested on June 15, 2026 and do not have an expiration date.
- F5The options will vest upon the first achievement of certain tiered targets. See Exhibit 99.1 to the issuer's current report on Form 6-K dated June 16, 2026 for further details.
- F6Each American depositary share represents two Class A ordinary shares.