SEC Form 4 · accession 0001827699-26-000001
Root, Inc. · ROOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Doug Ulman
Director
Period of report
Jun 3, 2026
Accepted (ET)
Jun 4, 2026 · 5:26 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001788882
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 3, 2026 | A | 2,864 | $0.00 | A | 3,983 | D | |
| Class A Common StockF2 | holding | — | — | — | 9,606 | I | See Footnote | |
| Class A Common StockF3,F4 | holding | — | — | — | 33,824 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy.
- F2Shares held by the Douglas E Ulman 2016 Irrevocable Trust, for which the reporting person's spouse is the trustee.
- F3Reflects change in form of beneficial ownership of 25,928 shares previously reported in prior reports as directly-held shares.
- F4Shares held by the Douglas E. Ulman Revocable Trust dated March 17, 2016.