SEC Form 4 · accession 0002089263-26-000016
Ethos Technologies Inc. · LIFE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lingke Wang
Officer — President · Director
Period of report
Sep 17, 2026
Accepted (ET)
Sep 18, 2026 · 4:05 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001788451
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 17, 2026 | C | 118,333 | — | A | 1,655,876 | D | |
| Class A Common StockF4,F2 | Sep 17, 2026 | S | 7,431 | $38.36 | D | 1,648,445 | D | |
| Class A Common StockF5,F2 | Sep 17, 2026 | S | 110,587 | $39.00 | D | 1,537,858 | D | |
| Class A Common StockF2 | Sep 17, 2026 | S | 315 | $39.67 | D | 1,537,543 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Sep 17, 2026 | C | 118,333 | D | — | — | Class A Common Stock | 118,333 | 3,811,283 | D |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 64,043 | 64,043 | I |
| Class B Common StockF6,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 388,726 | 388,726 | I |
| Class B Common StockF7,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 291,545 | 291,545 | I |
| Class B Common StockF8,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 291,545 | 291,545 | I |
| Class B Common StockF9,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 291,545 | 291,545 | I |
| Class B Common StockF10,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 291,544 | 291,544 | I |
| Class B Common StockF11,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 291,544 | 291,544 | I |
| Class B Common StockF12,F1 | — | holding | — | — | — | — | — | Class A Common Stock | 291,544 | 291,544 | I |
Explanation of responses
- F1Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. The Class B Common Stock has no expiration.
- F10Shares held by The D 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
- F11Shares held by The W 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
- F12Shares held by The X 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
- F2Includes shares issuable on settlement of restricted stock units.
- F3This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 20, 2026, and occurred pursuant to the pre-established terms of such plan rather than as a result of a discretionary decision by the Reporting Person to sell shares at that time.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.585 to $38.58 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.605 to $39.55 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6Shares held by The B 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
- F7Shares held by The J 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
- F8Shares held by The K 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
- F9Shares held by The L 2024 Trust. Mr. Wang disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.