SEC Form 4 · accession 0001193125-26-394623
Trinity Capital Inc. · TRIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald Harder
Officer — Chief Operating Officer
Period of report
Sep 15, 2026
Accepted (ET)
Sep 17, 2026 · 6:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001786108
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2026 | F | 4,653 | $17.79 | D | 215,955 | D | |
| Common Stock | holding | — | — | — | 150,962 | I | By the Harder Family Living Trust, dated May 26, 2000 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3
Remarks
Sarah Stanton is signing on behalf of Mr. Harder pursuant to the power of attorney dated September 2, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Harder filed on September 2, 2021.