SEC Form 4 · accession 0001193125-26-269747
Trinity Capital Inc. · TRIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald E. Estes
Director
Period of report
Jun 10, 2026
Accepted (ET)
Jun 12, 2026 · 5:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001786108
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 10, 2026 | A | 6,176 | — | A | 44,374 | D | |
| Common StockF3 | Jun 11, 2026 | G | 3,000 | $0.00 | D | 10,615 | I | By The Estes Revocable Trust, dated January 12, 1990 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.
- F2Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the Trinity Capital Inc. distribution reinvestment plan.
- F3The reporting person transferred shares directly owned in his individual name to the Estes Revocable Trust, dated January 12, 1990.
Remarks
Sarah Stanton is signing on behalf of Mr. Estes pursuant to the power of attorney dated March 11, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Estes filed on March 12, 2021.