SEC Form 4 · accession 0001104659-26-095138
Katapult Holdings, Inc. · KPLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Baker
Officer — President
Period of report
Aug 11, 2026
Accepted (ET)
Aug 12, 2026 · 7:01 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001785424
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2026 | A | 1,268,047 | — | A | 1,268,047 | I | By Penn River Ventures, LLC |
| Common StockF2 | Aug 11, 2026 | A | 393,082 | $0.00 | D | 393,082 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Received in exchange for the contribution and assignment of 41.4 units of CCFI MIP Holdings LLC to the Issuer in exchange for shares of the Issuer's common stock in connection with the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC with subsidiaries of the Issuer (the "Mergers"). On the effective date of the Mergers, the closing price of the Issuer's common stock was $8.00 per share.
- F2Reflects an award of restricted stock units pursuant ("RSUs") as part of the mergers of Aaron's Intermediate Holdco, Inc. and CCF Holdings, LLC into the Issuer that will vest over two years, with 25% of the RSUs vesting on February 11, 2027, and the remaining RSUs vesting thereafter in three substantially equal semi-annual installments on the 11th of each of February and August of each year, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date.