SEC Form 4 · accession 0001688603-26-000005
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ken Giacobbe
Director
Period of report
Aug 11, 2026
Accepted (ET)
Aug 13, 2026 · 4:14 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000017843
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock UnitsF3,F1,F2 | — | Aug 11, 2026 | A | 225 | A | — | — | Common Stock | 225 | 225 | D |
| Director Stock Option (Right to Buy)F4 | $537.57 | Aug 11, 2026 | A | 21 | A | Aug 11, 2027 | Aug 11, 2036 | Common Stock | 21 | 21 | D |
Explanation of responses
- F1Converts to common stock on a 1-for-1 basis
- F2Payable upon the later of separation of service or a specified date or event.
- F3The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
- F4The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.