SEC Form 4 · accession 0001647836-15-000003
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph E Haniford
Officer — Sr. VP - Specialty Alloys Oper
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2015 | A | 3,395 | — | A | 5,889 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $36.82 | Aug 3, 2015 | A | 4,420 | A | Aug 3, 2016 | Aug 3, 2025 | Common Stock | 4,420 | 4,420 | D |
| Employee Stock Option (right to buy)F2 | $36.82 | Aug 3, 2015 | A | 4,420 | A | Aug 3, 2017 | Aug 3, 2025 | Common Stock | 4,420 | 4,420 | D |
| Employee Stock Option (right to buy)F2 | $36.82 | Aug 3, 2015 | A | 4,419 | A | Aug 3, 2018 | Aug 3, 2025 | Common Stock | 4,419 | 4,419 | D |
Explanation of responses
- F1The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
- F2The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.