SEC Form 4 · accession 0001579848-15-000001

CARPENTER TECHNOLOGY CORP · CRS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP-Controller, Chf Acctg Ofcr

Period of report

Aug 3, 2015

Accepted (ET)

Aug 5, 2015 · 3:47 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000017843

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Aug 3, 2015	A	1,698	—	A	2,666	D
Common Stock^F2	holding	—	—		—	1,736	I	By 401(k) Savings Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$36.82	Aug 3, 2015	A	2,210	A	Aug 3, 2016	Aug 3, 2025	Common Stock	2,210	2,210	D
Employee Stock Option (right to buy)^F3	$36.82	Aug 3, 2015	A	2,210	A	Aug 3, 2017	Aug 3, 2025	Common Stock	2,210	2,210	D
Employee Stock Option (right to buy)^F3	$36.82	Aug 3, 2015	A	2,210	A	Aug 3, 2018	Aug 3, 2025	Common Stock	2,210	2,210	D

F1The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F2Includes shares acquired under the Savings Plan of Carpenter Technology Corporation. The share balance under the Savings Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
F3The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.