SEC Form 5 · accession 0001218733-15-000001
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven E Karol
Director
Period of report
Jun 30, 2015
Accepted (ET)
Aug 14, 2015 · 3:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 18, 2015 | G | 15,000 | $0.00 | D | 230,418 | D | |
| Common Stock | Jun 18, 2015 | G | 15,000 | $0.00 | D | 395,999 | I | Held by affiliates of a reporting person |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock UnitsF3,F1,F2 | — | holding | — | — | — | — | — | Common Stock | 6,533 | 6,533 | D |
Explanation of responses
- F1Converts to common stock on a 1-for-1 basis
- F2Payable upon the later of separation of service or a specified date or event
- F3Includes dividend equivalents not previously reported.