SEC Form 4 · accession 0001137979-26-000004
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Dee
Officer — SVP, Gen Counsel & Sec
Period of report
Jul 14, 2026
Accepted (ET)
Jul 16, 2026 · 4:37 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 14, 2026 | A | 12,052 | — | A | 85,799 | D | |
| Common StockF2 | Jul 14, 2026 | F | 5,534 | $576.87 | D | 80,265 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 15, 2023, and performance period ending June 30, 2026. The financial results were confirmed and approved on July 14, 2026, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 14, 2026, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.
- F2Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.
- F3In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.