SEC Form 4 · accession 0001094960-15-000003
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A Pratt
Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock UnitsF3,F4,F1,F2 | — | Nov 2, 2015 | A | 5,508 | A | — | — | Common Stock | 5,508 | 50,367 | D |
| Director Stock Options (Right to Buy)F5 | $34.50 | Nov 2, 2015 | A | 6,664 | A | Nov 2, 2016 | Nov 2, 2025 | Common Stock | 6,664 | 6,664 | D |
Explanation of responses
- F1Converts to common stock on a 1-for-1 basis
- F2Payable upon the later of separation of service or a specified date or event
- F3The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
- F4Includes dividend equivalents not previously reported.
- F5The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.