SEC Form 4 · accession 0001094960-15-000001
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A Pratt
Officer — Chairman, President & CEO · Director
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F1 | $40.42 | Feb 5, 2015 | A | 201,659 | A | — | Feb 5, 2025 | Common Stock | 201,659 | 201,659 | D |
| Employee Stock Option (Right to Buy)F2,F1 | $50.53 | Feb 5, 2015 | A | 265,526 | A | — | Feb 5, 2025 | Common Stock | 265,526 | 265,526 | D |
Explanation of responses
- F1One-fourth (1/4) of the Option Award is vested immediately upon grant, with the remainder of the Option Award becoming vested with respect to an additional one-ninth (1/9) of the Option Shares as of the first day of each month following the grant date, contingent upon Reporting Person's continued service as CEO, or an employee of the Company assisting a new CEO during a transition period, on each such date.
- F2The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.