SEC Form 4 · accession 0000017843-19-000009
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anastasios John Hart
Director
Period of report
Feb 14, 2019
Accepted (ET)
Feb 21, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock UnitsF3,F1,F2 | — | Feb 14, 2019 | A | 1,461 | A | — | — | Common Stock | 1,461 | 1,461 | D |
| Director Stock Options (right to buy)F4 | $45.12 | Feb 14, 2019 | A | 4,000 | A | Feb 14, 2020 | Feb 14, 2029 | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Converts to common stock on a 1-for-1 basis
- F2Payable upon the later of separation of service or a specified date or event
- F3The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
- F4The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.