SEC Form 4 · accession 0000017843-18-000042
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Murtagh
Officer — VP & Group President - SAO
Period of report
Aug 6, 2018
Accepted (ET)
Aug 7, 2018 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2018 | A | 2,800 | — | A | 12,648 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF2 | $58.94 | Aug 6, 2018 | A | 1,960 | A | Aug 6, 2019 | Aug 6, 2028 | Common Stock | 1,960 | 1,960 | D |
| Employee Stock OptionsF2 | $58.94 | Aug 6, 2018 | A | 1,960 | A | Aug 6, 2020 | Aug 6, 2028 | Common Stock | 1,960 | 1,960 | D |
| Employee Stock OptionsF2 | $58.94 | Aug 6, 2018 | A | 1,960 | A | Aug 6, 2021 | Aug 6, 2028 | Common Stock | 1,960 | 1,960 | D |
Explanation of responses
- F1The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
- F2The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.