SEC Form 4 · accession 0000017843-18-000035
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Lain
Officer — VP-Controller, Chf Acctg Ofcr
Period of report
Jul 18, 2018
Accepted (ET)
Jul 20, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 18, 2018 | A | 4,152 | — | A | 14,813 | D | |
| Common Stock | Jul 18, 2018 | F | 711 | $56.76 | D | 14,102 | D | |
| Common StockF3 | holding | — | — | — | 2,080 | I | By 401(k) Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
- F2In connection with the distribution of reported stock award.
- F3Includes shares acquired under the Savings Plan of Carpenter Technology Corporation. The share balance under the Savings Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.