SEC Form 4 · accession 0000017843-18-000018
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tony R Thene
Officer — President and CEO
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2018 | M | 19,446 | $36.82 | A | 130,472 | D | |
| Common Stock | May 18, 2018 | M | 19,446 | $36.82 | A | 149,918 | D | |
| Common StockF1 | May 18, 2018 | S | 31,153 | $58.8156 | D | 118,121 | D | |
| Common StockF2 | May 18, 2018 | S | 644 | $59.5653 | D | 118,121 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3 | $36.82 | May 18, 2018 | M | 19,446 | D | Aug 3, 2016 | Aug 3, 2025 | Common Stock | 19,446 | 0 | D |
| Employee Stock OptionF3 | $36.82 | May 18, 2018 | M | 19,446 | D | Aug 3, 2017 | Aug 3, 2025 | Common Stock | 19,446 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average of multiple transactions executed this date, with the individual transactions ranging from a low of $58.47 per share to a high of $59.35 per share.
- F2The price reported is a weighted average of multiple transactions executed this date, with the individual transactions ranging from a low of $59.52 per share to a high of $59.70 per share.
- F3The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.