SEC Form 4 · accession 0000017843-18-000017
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Damon J Audia
Officer — SVP & Chief Financial Officer
Period of report
May 21, 2018
Accepted (ET)
May 22, 2018 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 21, 2018 | M | 3,755 | $31.30 | A | 33,121 | D | |
| Common Stock | May 21, 2018 | M | 3,754 | $31.30 | A | 36,875 | D | |
| Common Stock | May 21, 2018 | M | 5,389 | $39.02 | A | 42,264 | D | |
| Common StockF1 | May 21, 2018 | S | 10,215 | $58.8627 | D | 32,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $31.30 | May 21, 2018 | M | 3,755 | D | Oct 19, 2016 | Oct 19, 2025 | Common Stock | 3,755 | 0 | D |
| Employee Stock OptionF2 | $31.30 | May 21, 2018 | M | 3,754 | D | Oct 19, 2017 | Oct 19, 2025 | Common Stock | 3,754 | 0 | D |
| Employee Stock OptionF2 | $39.02 | May 21, 2018 | M | 5,389 | D | Aug 1, 2017 | Aug 1, 2026 | Common Stock | 5,389 | 0 | D |
Explanation of responses
- F1The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $58.55 per share to a high of $59.04 per share.
- F2The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.