SEC Form 4 · accession 0000017843-18-000010
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
I Martin Inglis
Director
Period of report
May 2, 2018
Accepted (ET)
May 3, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2018 | M | 2,358 | $17.29 | A | 5,558 | D | |
| Common StockF1 | May 2, 2018 | S | 2,358 | $53.355 | D | 3,200 | D | |
| Common StockF2 | holding | — | — | — | 400 | I | By Spouse in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3 | $17.29 | May 2, 2018 | M | 2,358 | D | Jul 29, 2010 | Jul 29, 2019 | Common Stock | 2,358 | 0 | D |
Explanation of responses
- F1The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $53.34 per share to a high of $53.41 per share.
- F2These shares are held in the Susan M. Inglis Revocable Living Trust dated May 24, 1996, Susan M. Inglis, Trustee, for the benefit of Susan M. Inglis.
- F3The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.