SEC Form 4 · accession 0000017843-18-000009
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn C Turner
Director
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2018 | M | 2,358 | $17.29 | A | 7,755 | D | |
| Common StockF1 | May 1, 2018 | S | 2,358 | $53.00 | D | 5,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2 | $17.29 | May 1, 2018 | M | 2,358 | D | Jul 29, 2010 | Jul 29, 2019 | Common Stock | 2,358 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.
- F2The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.