SEC Form 4 · accession 0000017843-17-000055
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven E Karol
Director
Period of report
Sep 22, 2017
Accepted (ET)
Sep 26, 2017 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 22, 2017 | J | 2,500 | — | D | 355,531 | I | Held by Affiliates of Reporting Person |
| Common StockF1 | Sep 22, 2017 | J | 2,500 | — | A | 232,918 | D | |
| Common StockF2 | Sep 22, 2017 | G | 2,375 | $0.00 | D | 230,543 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1An affiliate of the reporting person conducted a distribution of its shares of common stock of the Issuer, in exchange for no consideration, to the reporting person. The distribution represents the reporting person's receipt of a pro rata distribution from the affiliate in proportion with the reporting person's ownership interest in such affiliate.
- F2Gift in the form of a charitable contribution.