SEC Form 4 · accession 0000017843-17-000045

CARPENTER TECHNOLOGY CORP · CRS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP-Controller, Chf Acctg Ofcr

Period of report

Jul 31, 2017

Accepted (ET)

Aug 2, 2017 · 1:32 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000017843

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jul 31, 2017	A	928	—	A	10,988	D
Common Stock^F2	holding	—	—		—	1,971	I	By 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option^F3	$40.43	Jul 31, 2017	A	1,101	A	Jul 31, 2018	Jul 31, 2027	Common Stock	1,101	1,101	D
Employee Stock Option^F3	$40.43	Jul 31, 2017	A	1,101	A	Jul 31, 2019	Jul 31, 2027	Common Stock	1,101	1,101	D
Employee Stock Option^F3	$40.43	Jul 31, 2017	A	1,101	A	Jul 31, 2020	Jul 31, 2027	Common Stock	1,101	1,101	D

F1The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
F2Includes shares acquired under the Savings Plan of Carpenter Technology Corporation. The share balance under the Savings Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
F3The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.