SEC Form 4 · accession 0000017843-17-000038
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Dee
Officer — VP, Gen Counsel & Secretary
Period of report
Jul 21, 2017
Accepted (ET)
Jul 25, 2017 · 12:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 21, 2017 | A | 2,435 | — | A | 27,221 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
- F2Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.