SEC Form 4 · accession 0000017843-17-000007
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn C Turner
Director
Period of report
Feb 7, 2017
Accepted (ET)
Feb 8, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2017 | M | 8,000 | $22.35 | A | 13,328 | D | |
| Common StockF1,F2 | Feb 7, 2017 | S | 8,000 | $42.60 | D | 5,328 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to buy)F3 | $22.35 | Feb 7, 2017 | M | 8,000 | D | Oct 13, 2009 | Oct 13, 2018 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $42.18 per share to a high of $42.72 per share.
- F2Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.
- F3The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors as part of her director compensation.