SEC Form 4 · accession 0000017843-16-000110
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A Pratt
Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 1:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2016 | M | 63,966 | $22.26 | A | 68,579 | D | |
| Common Stock | Dec 16, 2016 | S | 63,966 | $38.2576 | D | 4,613 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1 | $22.26 | Dec 16, 2016 | M | 63,966 | D | Jan 1, 2011 | Oct 29, 2019 | Common Stock | 63,966 | 0 | D |
Explanation of responses
- F1The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.