SEC Form 4 · accession 0000017843-16-000101
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A Pratt
Director
Period of report
Oct 11, 2016
Accepted (ET)
Oct 13, 2016 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock UnitsF3,F4,F1,F2 | — | Oct 11, 2016 | A | 4,776 | A | — | — | Common Stock | 4,776 | 51,434 | D |
| Director Stock Option (right to buy)F5 | $39.79 | Oct 11, 2016 | A | 5,613 | A | Oct 11, 2017 | Oct 11, 2026 | Common Stock | 5,613 | 5,613 | D |
Explanation of responses
- F1Converts to common stock on a 1-for-1 basis
- F2Payable upon the later of separation of service or a specified date or event
- F3The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
- F4Includes dividend equivalents not previously reported.
- F5The reporting person was granted an option to purchase stock as part of his director's compensation.