SEC Form 4 · accession 0000017843-16-000089
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A Pratt
Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 8,000 | $22.35 | A | 12,613 | D | |
| Common Stock | Aug 1, 2016 | M | 2,358 | $17.29 | A | 14,971 | D | |
| Common Stock | Aug 1, 2016 | S | 10,358 | $38.779 | D | 4,613 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1 | $22.35 | Aug 1, 2016 | M | 8,000 | D | Oct 13, 2009 | Oct 13, 2018 | Common Stock | 8,000 | 0 | D |
| Director Stock Option (Right to Buy)F1 | $17.29 | Aug 1, 2016 | M | 2,358 | D | Jul 29, 2010 | Jul 29, 2019 | Common Stock | 2,358 | 0 | D |
Explanation of responses
- F1The reporting person was granted an option to purchase stock as part of his director's compensation.