SEC Form 4 · accession 0000017843-16-000051
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl G Anderson Jr.
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 12:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock UnitsF2,F4,F1,F3 | — | Mar 31, 2016 | A | 329 | A | — | — | Common Stock | 329 | 48,132 | D |
Explanation of responses
- F1Converts to common stock on a 1-for-1 basis
- F2The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors.
- F3Payable upon the later of separation of service or a specified date or event
- F4Includes dividend equivalents not previously reported.