SEC Form 4 · accession 0000017843-15-000034
CARPENTER TECHNOLOGY CORP · CRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Damon J Audia
Officer — SVP & Chief Financial Officer
Period of report
Oct 19, 2015
Accepted (ET)
Oct 21, 2015 · 12:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000017843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 19, 2015 | A | 2,796 | — | A | 2,796 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $31.30 | Oct 19, 2015 | A | 3,755 | A | Oct 19, 2016 | Oct 19, 2025 | Common Stock | 3,755 | 3,755 | D |
| Employee Stock Options (Right to Buy)F2 | $31.30 | Oct 19, 2015 | A | 3,754 | A | Oct 19, 2017 | Oct 19, 2025 | Common Stock | 3,754 | 3,754 | D |
| Employee Stock Options (Right to Buy)F2 | $31.30 | Oct 19, 2015 | A | 3,754 | A | Oct 19, 2018 | Oct 19, 2025 | Common Stock | 3,754 | 3,754 | D |
Explanation of responses
- F1The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.
- F2The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.