SEC Form 4 · accession 0001707112-26-000006
Robinhood Markets, Inc. · HOOD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dara Bazzano
Officer — Chief Accounting Officer
Period of report
Sep 1, 2026
Accepted (ET)
Sep 3, 2026 · 4:43 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001783879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 1, 2026 | M | 6,977 | — | A | 6,977 | D | |
| Class A Common StockF2 | Sep 1, 2026 | F | 2,504 | $104.81 | D | 4,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Sep 1, 2026 | M | 6,977 | D | — | — | Class A Common Stock | 6,977 | 34,805 | D |
Explanation of responses
- F1Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
- F2Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 6,977 RSUs and does not represent a sale by the Reporting Person.
- F3On May 6, 2026, the Reporting Person was granted 41,782 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). Approximately 16.7% of the RSUs subject to the award vested on September 1, 2026, with an additional approximately 16.7% scheduled to vest on each of December 1, 2026, March 1, 2027 and June 1, 2027, followed by an additional approximately 8.3% scheduled to vest on each of September 1, 2027, December 1, 2027, March 1, 2028 and June 1, 2028, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Remarks
Exhibit 24 - Power of Attorney