SEC Form 4 · accession 0001705560-26-000013

Robinhood Markets, Inc. · HOOD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Daniel Martin Gallagher Jr.

Officer — Chief Legal Officer

Period of report

Jun 1, 2026

Accepted (ET)

Jun 3, 2026 · 4:53 pm EDT

Rule 10b5-1 plan

box not checked

Issuer CIK

0001783879

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Jun 1, 2026	M	112,856	—	A	545,705	D
Class A Common Stock^F2	Jun 1, 2026	F	54,309	$94.30	D	491,396	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F3	—	Jun 1, 2026	M	66,489	D	—	—	Class A Common Stock	66,489	199,469	D
Restricted Stock Units^F1,F4	—	Jun 1, 2026	M	24,414	D	—	—	Class A Common Stock	24,414	170,899	D
Restricted Stock Units^F1,F5	—	Jun 1, 2026	M	13,748	D	—	—	Class A Common Stock	13,748	151,224	D
Restricted Stock Units^F1,F6	—	Jun 1, 2026	M	8,205	D	—	—	Class A Common Stock	8,205	123,077	D

Explanation of responses

F1Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F2Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 112,856 RSUs and does not represent a sale by the Reporting Person.
F3On March 22, 2023, the Reporting Person was granted 1,063,830 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F4On March 20, 2024, the Reporting Person was granted 390,625 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F5On March 20, 2025, the Reporting Person was granted 219,962 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
F6On March 19, 2026, the Reporting Person was granted 131,282 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2026, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.