SEC Form 4 · accession 0001225208-26-006742
CARRIER GLOBAL Corp · CARR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Barua
Director
Period of report
Jul 24, 2026
Accepted (ET)
Jul 24, 2026 · 4:56 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001783180
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director DSUF1 | — | Jul 24, 2026 | A | 2,831 | A | — | — | Common Stock | 2,831 | 2,831 | D |
Explanation of responses
- F1The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.