SEC Form 4 · accession 0001493152-26-039321
AST SpaceMobile, Inc. · ASTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Huiwen Yao
Officer — Chief Technology Officer
Period of report
Aug 19, 2026
Accepted (ET)
Aug 19, 2026 · 9:52 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001780312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 19, 2026 | X | 40,000 | $0.0641 | A | 74,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AST LLC Incentive Equity OptionsF2 | $0.0641 | Aug 19, 2026 | X | 40,000 | D | Oct 1, 2023 | Apr 17, 2029 | Class A Common Stock | 40,000 | 219,912 | I |
Explanation of responses
- F1Represents shares of Class A Common Stock obtained from exercise of AST LLC Incentive Equity Options.
- F2Six months after vesting, each AST LLC Incentive Equity Option is exercisable for an AST LLC Incentive Equity Unit, each of which is then exchangeable for an AST LLC Common Unit that is redeemable for one share of Class A Common Stock. The AST LLC Incentive Equity Options expire no later than 10 years from the date of grant.