SEC Form 4 · accession 0001493152-26-039319
AST SpaceMobile, Inc. · ASTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abel Antonio Avellan
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Aug 17, 2026
Accepted (ET)
Aug 19, 2026 · 9:50 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001780312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 17, 2026 | A | 150,000 | $0.00 | A | 78,692,209 | D | |
| Class C Common Stock | holding | — | — | — | 78,163,078 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common UnitsF2,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 78,163,078 | 78,163,078 | D |
Explanation of responses
- F1Represents a grant of restricted stock units ("RSUs") that will vest one third on the first, second, and third anniversary of May 30, 2026, subject to the Reporting Person's continued service through the vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- F2The securities reported in this line item represent AST Common Units. At any time on or after April 6, 2022, these AST Common Units may be redeemed by the Reporting Person in exchange for shares of Class A common stock of the Issuer on a one-to-one basis. When a holder of Class C common stock of the Issuer exchanges AST Common Units for shares of Class A common stock of the Issuer, a number of shares of Class C common stock of the Issuer equal to the number of such AST Common Units will be immediately retired by the Issuer and will no longer be outstanding. The AST Common Units do not expire.
- F3In connection with the closing of the business combination between New Providence Acquisition Corp. and AST & Science, LLC ("AST") on April 6, 2021, each existing common unit previously issued by AST was reclassified and reissued by AST into new Common Units on a 1-to-14.50149869 basis. In addition, each equityholder of Common Units received an equivalent number of Class B Common Stock or Class C Common Stock of the Issuer, as applicable.