SEC Form 4 · accession 0001437749-26-031239
AvePoint, Inc. · AVPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Michael Brown
Officer — Chief Legal Officer · Director
Period of report
Sep 23, 2026
Accepted (ET)
Sep 25, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001777921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 23, 2026 | S | 10,000 | $13.07 | D | 374,604 | I | Held by Brian M. Brown Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
- F2The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the "Trust"). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.