SEC Form 4 · accession 0001437749-26-021460
AvePoint, Inc. · AVPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Xunkai Gong
Officer — Executive Chairman · Director
Period of report
Jun 22, 2026
Accepted (ET)
Jun 23, 2026 · 5:05 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001777921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 22, 2026 | M | 205,913 | $9.97 | A | 1,125,503 | D | |
| Common StockF1,F2 | Jun 22, 2026 | M | 743,529 | $9.97 | A | 1,869,032 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $1.34 | Jun 22, 2026 | M | 205,913 | D | Jul 1, 2020 | Jul 1, 2026 | Common Stock | 205,913 | 5,369,222 | D |
| Stock Option (Right to Buy)F3 | $1.34 | Jun 22, 2026 | M | 743,529 | D | Jul 1, 2020 | Jul 1, 2026 | Common Stock | 743,529 | 4,625,693 | D |
Explanation of responses
- F1This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
- F2Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
- F3This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised.