SEC Form 4 · accession 0001777835-26-000100
Perella Weinberg Partners · PWP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
PWP VoteCo Professionals LP
Director
Period of report
Sep 1, 2026
Accepted (ET)
Sep 3, 2026 · 8:52 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001777835
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B-1 Common StockF1 | — | Sep 1, 2026 | J | 1,997,030 | D | — | — | Class A Common Stock | 1,997 | 18,021,285 | D |
Explanation of responses
- F1PWP Holdings LP ("PWP OpCo") Common Units (which represent Class A partnership units of PWP OpCo) ("PWP OpCo Units") held by partners other than the Issuer can be exchanged for Issuer stock or cash on certain dates. Concurrently with an exchange of PWP OpCo Units for shares of Issuer Class A common stock ("Class A Shares") or cash by an exchanging PWP OpCo unitholder ("Unitholder"), such Unitholder will be required to surrender to the Issuer a number of Issuer Class B-1 common stock ("Class B-1 Shares") equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share. The Reporting Person will distribute such Class B-1 Shares to the applicable Unitholder immediately prior to any such exchange.
- F2Reflects a distribution of Class B-1 Shares by the Reporting Person to one or more of its limited partners.
Remarks
Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Person may be deemed a director by deputization with respect to the Issuer by virtue of the Reporting Person's right to designate a majority of the Issuer's board of directors, subject to certain conditions, pursuant to the Stockholder's Agreement, dated June 24, 2021, by and between the Issuer and the Reporting Person.